Reference, pending review
Securities regulation, disclosure, insider dealing and market abuse.
Obligations
5 records
Obligations
Disclose inside information as soon as possible (EU issuers)
An issuer shall inform the public as soon as possible of inside information which directly concerns it, subject to the conditions for delay.
Obligations
No insider dealing or unlawful disclosure of inside information (EU)
A person shall not engage or attempt to engage in insider dealing, recommend or induce it, or unlawfully disclose inside information.
Obligations
No manipulative or deceptive devices in securities dealing (United States)
It is unlawful, in connection with the purchase or sale of any security, to employ any device, scheme or artifice to defraud, to make an untrue statement or misleading omission of a material fact, or to engage in any act that operates as a fraud.
Obligations
No market manipulation (EU)
A person shall not engage in or attempt to engage in market manipulation.
Obligations
The general prohibition on unauthorised regulated activity (United Kingdom)
No person may carry on a regulated activity in the United Kingdom, or purport to do so, unless authorised or exempt.
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Areas of law
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Sources Instruments in LawAtlas