Obligations · US
No manipulative or deceptive devices in securities dealing (United States)
It is unlawful, in connection with the purchase or sale of any security, to employ any device, scheme or artifice to defraud, to make an untrue statement or misleading omission of a material fact, or to engage in any act that operates as a fraud.
Editorial — pending review
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- Authority
- 17 CFR § 240.10b-5
How do we know? Editorial — waiting to be checked by a qualified person.
17 CFR 240.10b-5 published this. Editorial — waiting to be checked by a qualified person.
Source
- Source
- 17 CFR 240.10b-5
- Licence
- Editorial — cites public law
Version
- Status
- Active
- Country
- US
- Reviewed
- Editorial — waiting to be checked by a qualified person.
Authority
- Record type
- Obligation
- Domains
- securities, compliance
Where this comes from
- Source
- 17 CFR 240.10b-5 ↗
- Licence
- Editorial — cites public law
- Reviewed
- Pending